EPSTEIN
page 2 / 303 . OCR, unverified
JPMorgan Chase Bank, N.A.
270 Park Avenue, New York, NY 10017-2014
FINANCIAL TRUST COMPANY INC ACCT.
For the Period 10/1/11 to 10/31/11
Asset Account
.1. P. Slongan Tcam
Table of Contents
Page
Paul Morris
Banker
Account Summary
Paul Barrett
Investment Specialist
Holdings
Janet Young
Client Service Team
Alternative Assets
Gina Magliocco
Client Service Team
Cash & Fixed Income
S
Online access
www.MorganOnline.com
Portfolio Activity
For important information regarding your accounts refer to the rear of your statement
JP Morgan
Account
Page 1 of 8
Page 4 of 17
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00035945
SDNY_GM_00305143
EFTA01510291
--- SOURCE: IMAGES__0122__EFTA01510292.txt ---
METADATA_SOURCE: IMAGES0122
METADATA_FILENAME: EFTA01510292.pdf
----------------------------------------
FINANCIAL TRUST COMPANY INC ACCT.
For the Period 10/1/I I to 10/31/11
Account Summary
Asset Allocation
Alternative Ansnts
2,694,727.68
3,486,830.25
792,102.57
252,630.72
96%
Cash & Fixed Income
101.975.18
101/09 97
(26521)
65.58
4%
Market Value
S2/96.702.86
$3,588,540.22
5791.837.36
$262,698.30
100%
Cash
Accruals
25
04
(0 21)
Find Income
Market Value with Accruals
$2,796,707.11
$3,588,544.26
$791,837.15
Beginning
Ending
Change
Estimated
Current
Asset Allocation
Market Value
Market Value
In Value
Annual Income Allocation
Portfolio Activity
Current
Period Value
Year-to-Date
Value
Beginning Market Value
2,796,702.86
13,488,212.46
Contributions
1,562,655.00
withdrawals 8 Fees
(259.47)
(10,076,173.53)
Net Contributions/Withdrawals
($269.47)
($0,613,618.63)
Income 8. Distributions
4.25
126,498.04
Change In Investment Value
792,102.58
(1.513,152.74)
Ending Market Value
S3,588,540.22
S3,588640.22
Accruals
04
4.04
Market Value with Accruals
$3,588,544.26
53.588,544.28
JP Morgan
Itemairtro
Awe
Account
Paget of 8
Page 5 of 17
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00035946
SDNY_GM_00305144
EFTA01510292
--- SOURCE: IMAGES__0122__EFTA01510293.txt ---
METADATA_SOURCE: IMAGES0122
METADATA_FILENAME: EFTA01510293.pdf
----------------------------------------
FINANCIAL TRUST COMPANY INC ACCT.
For the Period 10/1/11 to 10/31/11
Account Summary
CONTINUED
Tax Summary
Current
Period Value
Year4o-Date
Value
To•Date Value
Domestic Drvidendsl0rstributions
72
126,467.03
Unrealized GairdLoss
(31,613,152.79)
Interest Income
53
11.01
Taxable Income
$4.25
3126,498.04
Cost Summary
Cost
Cash 8 Fixed Income
101.710.01
Total
$101.710.01
JP Morgan
Account
Page 3 of 8
Page 6 of 17
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00035947
SDNY_GM_00305145
EFTA01510293
--- SOURCE: IMAGES__0122__EFTA01510294.txt ---
METADATA_SOURCE: IMAGES0122
METADATA_FILENAME: EFTA01510294.pdf
----------------------------------------
FINANCIAL TRUST COMPANY INC ACCT. O30171005
For the Period 10/1/I1 to 10/31/11
Alternative Assets Summary
Asset Categories
Beginning
Ending
Change
Current
Estimated Value
Estimated Value
In Value
Allocation
Private Investments
2,694 727 63
3,486,830.25
792,102.57
96%
Alternative Assets Detail
Original
Net Capital Called
Net Distributions
Estimated
Commitment Amount
Since Inception
Since Inception
Value
Private Investments
APOLLO GLOBAL MANAGEMENT LLC
037612-30-6 APO
263.157.00
4.999.983.00
3,486,830.25
Amounts shown above under 'Estimated Value' for private equity funds are estimates based on the latest fund values received from each underlying fund, which value may be as of a
date (underlying fund value date) prior to the period covered by this statement. The values provided by the underlying fund have been adjusted for any cash flows between your account
and such fund that have occurred subsequent to the underlying fund value date to derive the "Estimated Value". Therefore, such "Estimated Value" may not reflect the value of your
interest shown on any fund's actual books and records as of the date of this statement. For additional information, please contact your J.P. Morgan representative.
For private equty funds. Estimated Values are based on estimates provided by the underlying funds that are generally presented on a US GAAP basis, which records investments at fair
value. or "marked-to-market". Most of these underlying funds also present their audited financial statements on a US GAAP basis (i.e.. "marked-to-market"). However, some of these
underlying funds present their audited financial statements using the Income Tax Basis of Accounting, which records investments "at cost" based on the accrual basis of accounting for
Federal income taxes. Where the underlying fund provides periodic estimates on a "marked-to-market" basis but reflects investments "at cost" in its audited financial statements, the
marked-to-market Estimated Value shown herein for a private equity fund may be materially different from the value reflected on such fund's audited financial statements (which are also